Former Pruco Rep Barred By Finra Over Forgeries, Annuity Sales
August 23, 2024 by Edward Hayes
Finra has barred a former product representative for Pruco Securities, an affiliate of Newark, N.J.-based Prudential, for alleged securities violations including forging customer signatures and putting clients into unsuitable annuity investments.
Christopher Reynolds, who settled the charged in a consent agreeent with the regulator, worked as an investment company and variable contract products representative through an association with Pruco Securities in Canonsburg, Pa., between September 2021 and Jan. 24, when he was fired because of the actions detailed in the settlement, according to Finra.
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Wink’s Moore on the Market: And in this episode of “Agents Behaving Badly…”
We have a fellow who forged clients signatures on annuity forms, and didn’t act in his clients’ “best interests.”
These regulators ain’t playin’! -sjm
