SEC Probes Investment Advisers’ Use of AI
December 12, 2023 by Richard Vanderford
The Securities and Exchange Commission is asking investment advisers how they use and oversee artificial intelligence, as agency head Gary Gensler continues to express skepticism about the technology.
The SEC’s examinations division has sent requests for information on AI-related topics to several investment advisers, part of a process known as a sweep.
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Originally Posted at The Wall Street Journal on December 10, 2023 by Richard Vanderford.
Categories: Industry Articles