The SEC’s New AI Plan Expands Reg BI — and More

August 8, 2023 by Melanie Waddell

While industry officials are busy digesting the Securities and Exchange Commission’s recently passed plan to address conflicts when broker-dealers and advisors use artificial intelligence and predictive data analytics, they are questioning whether the agency’s plan expands Regulation Best Interest and signals more compliance headaches under the SEC Marketing Rule.

Click HERE to read the full story via ThinkAdvisor

Originally Posted at ThinkAdvisor on August 7, 2023 by Melanie Waddell.