Massachusetts Fiduciary Rule Upheld by Top Court
August 30, 2023 by Melanie Waddell
The Massachusetts Supreme Judicial Court ruled Friday to uphold the Massachusetts fiduciary rule and allow Secretary of State William Galvin’s administrative case against Robinhood to move forward.
In April, Galvin, Massachusetts’ top securities regulator, appealed a Superior Court judge’s decision issued last March that struck down the state’s fiduciary rule.
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Originally Posted at ThinkAdvisor on August 25, 2023 by Melanie Waddell.
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