SEC Fines S&P Global Ratings $2.5M Over Conflicts of Interest
November 15, 2022 by Melanie Waddell
The Securities and Exchange Commission late Monday charged S&P Global Ratings with violating conflict of interest rules designed to prevent sales and marketing considerations from influencing credit ratings.
S&P agreed to pay a $2.5 million penalty to settle the charges.
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Originally Posted at ThinkAdvisor on November 14, 2022 by Melanie Waddell.
Categories: Industry Articles