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    • Graying Brokerage Industry Prompts Need for Succession Plans: FINRA

    November 8, 2022 by Melanie Waddell

    The Financial Industry Regulatory Authority is encouraging registered representatives to have a succession plan in place to plan for unexpected life events and as more and more brokers are nearing retirement.

    Brokerage industry demographics indicate that an increasing number of reps are at or approaching traditional retirement age, FINRA states in a just-released Regulatory Notice.

    Click HERE to read the full story via ThinkAdvisor

    Originally Posted at ThinkAdvisor on Noveber 1, 2022 by Melanie Waddell.

    Categories: Industry Articles
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