Lawyers Release SEC Marketing Rule Checklist as Advisor Questions Linger

February 22, 2022 by Melanie Waddell

The law firm Eversheds Sutherland released Friday a checklist for advisors to use as they prep for the Nov. 4 compliance date for the Securities and Exchange Commission’s Marketing Rule.

“Legal and compliance personnel at advisory firms who are tasked with making sure their firms are in compliance with the new rules have a big job ahead of them over the next few months,” Cliff Kirsch, partner and Head of the Investment Services practice group at Eversheds, said in releasing the checklist.

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Originally Posted at ThinkAdvisor on February 18, 2022 by Melanie Waddell.