What to Do About the Return of the DOL Rule
{May 3rd, 2021} by Thomas D. Giachetti
What You Need to Know: The Department of Labor rule is back — in a new “prohibited transaction exemption.” PTE allows investment advice fiduciaries to receive what would otherwise be prohibited compensation. Until Dec. 20, an investment advice fiduciary can comply by simply adhering to the PTE’s Impartial Conduct Standards. Much to the chagrin of […]
Robo-Advisors Came to Slay Industry Giants, but Instead Schooled Them
{May 3rd, 2021} by Timothy Welsh
What You Need to Know: Robo-advisors have validated human advisors’ ultimate value. VC-backed robo-advisors never gained much traction, and eventually were eclipsed by the incumbents they were trying to disrupt. But there’s no disputing that they’ve forced established industry players to innovate. For a lot of us, the fact that the modern robo-advisor movement is […]
Why the Current IMO Model Doesn’t Work
{May 3rd, 2021} by Signal Advisors
“Annuity commissions paid in one day. Client-facing annual reviews done for you in one click. The first end-to-end platform designed to manage every part of an annuity advisor’s business.” Click HERE to read the full story via INN
