FINRA postpones arbitration hearings as pandemic disrupts wealth management

March 18, 2020 by Ann Marsh

FINRA postponed all in-person arbitration hearings scheduled to take place before May 1, upping the ante in its efforts to provide regulatory relief and ensure the public safety of advisors, firm clients and FINRA employees amid a pandemic.

“We recognize that this decision may cause inconvenience and we do not make it lightly,” the regulator said in a statement posted to its website. “We are taking this preventative action out of an abundance of caution, in the interest of public safety.”

Click HERE to read the full story via Financial Planning

Originally Posted at Financial Planning on March 17, 2020 by Ann Marsh.