Voices: My predictions for regulations to watch in 2020

January 7, 2020 by Todd Cipperman

Below I offer my regulatory predictions for 2020, addressing Regulation Best Interest, closed-end funds, private equity and compliance, among others. One caveat: my crystal ball is always cloudier during a presidential election year. For example, if Jay Clayton or Dalia Blass decide to resign (not predictions, although possible based on history), all bets are off as the SEC would grind to a regulatory halt. Regardless, it should be an interesting regulatory year after the SEC’s 2019 new rules and proposals. This year promises to be just as busy.

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Originally Posted at Financial Planning on January 2020 by Todd Cipperman.