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    • SEC won’t offer any grace period for Reg BI compliance

    January 8, 2020 by Mark Schoeff Jr

    The Securities and Exchange Commission doesn’t plan to let any grass grow under its feet when it comes to checking on the implementation of investment-advice reform by brokers and registered investment advisers.

    Click HERE to read the full story via InvestmentNews

    Originally Posted at InvestmentNews on January 7, 2020 by Mark Schoeff Jr.

    Categories: Industry Articles
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