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    • The NAIC May Talk to FINRA About You

    November 20, 2019 by Allison Bell

    The National Association of Insurance Commissioners (NAIC) is working out an arrangement to share financial professional licensing information with the Financial Industry Regulatory Authority (FINRA).

    A third group, the National Association of Insurance and Financial Advisors (NAIFA), says it would like to weigh in if the NAIC-FINRA information-sharing relationship expands.

    Originally Posted at ThinkAdvisor on November 19, 2019 by Allison Bell.

    Categories: Industry Articles
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