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    • SEC sued by seven states to kill Reg BI investment-advice rule

    September 11, 2019 by Greg Iacurci

    Seven states and the District of Columbia sued the Securities and Exchange Commission and agency Chairman Jay Clayton to overturn an investment-advice rule that is meant to overhaul how brokers work with their clients but that plaintiffs claim is too weak.

    Click HERE to read the full story via InvestmentNews. 

    Originally Posted at InvestmentNews on September 10, 2019 by Greg Iacurci.

    Categories: Industry Articles
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