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    • Finra will defer to SEC on interpreting best interest rule

    September 11, 2019 by Mark Schoeff Jr.

    When a new investment advice standard for brokers is implemented next June, Finra will be responsible for examining brokers for compliance.

    Click HERE to read the full story via InvestmentNews.

    Originally Posted at InvestmentNews on September 9, 2019 by Mark Schoeff Jr..

    Categories: Industry Articles
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