SEC solicits comment on conduct standards for advisers and brokers
June 4, 2019 by Mark Schoeff Jr.
The Securities and Exchange Commission announced Thursday that it is again seeking public comment on investment-advice standards, restarting its consideration of a fiduciary duty regulation while a similar measure promulgated by the Labor Department is undergoing a reassessment.
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Originally Posted at InvestmentNews on June 1, 2019 by Mark Schoeff Jr..
Categories: Industry Articles