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    • SEC Regulation Best Interest allows harmful broker practices, state regulators say

    February 26, 2019 by Mark Schoeff Jr.

    State securities regulators are warning the Securities and Exchange Commission that the agency’s investment advice reform proposal will allow brokers to continue practices that harm investors.

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    Click HERE to read the full story via InvestmentNews; registration required.

    Originally Posted at InvestmentNews on February 25, 2019 by Mark Schoeff Jr..

    Categories: Industry Articles
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