Nevada Fiduciary Duty Proposal Has Strength, Needs Defining: Analysts
January 29, 2019 by John Hilton
Nevada regulators shocked the industry last week with tough draft fiduciary regulations on broker-dealers and registered representatives.
With some are calling the latest state regs tougher than the Securities and Exchange Commission’s best-interest proposal, it isn’t all bad news for those who sell annuities in Nevada.
For one thing, commissions remain acceptable under the draft proposal, say experts from Stradley-Ronon’s Fiduciary Governance Team.
Click HERE to read the full story via INN; subscription required.
Originally Posted at InsuranceNewsNet on January 24, 2019 by John Hilton.
Categories: Industry Articles