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    • Government shutdown crimps SEC exams

    January 8, 2019 by Mark Schoeff Jr.

    If you’re an investment adviser hoping to avoid a Securities and Exchange Commission exam, the partial government shutdown now in its second week is working in your favor.

    Click HERE to read the full story via InvestmentNews; registration required.

    Originally Posted at InvestmentNews on January 3, 2019 by Mark Schoeff Jr..

    Categories: Industry Articles
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