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    • Transamerica entities to pay $97 million to investors over model portfolio snafus

    August 28, 2018 by Bruce Kelly

    Four Transamerica Corp. related businesses were ordered to pay $97.6 million in penalties and disgorgement to retail investors on Monday by the Securities and Exchange Commission for misconduct related to faulty investment models.

    Click HERE to read the full story via InvestmentNews; registration required. 

    Originally Posted at InvestmentNews on August 27, 2018 by Bruce Kelly.

    Categories: Industry Articles
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