Finra whacks Advisor Group, NPH with $2.7 million in fines over variable annuity sales
July 26, 2018 by InvestmentNews
The Financial Industry Regulatory Authority Inc. has censured four broker-dealers of Advisor Group and four National Planning B-Ds for poor supervision of variable annuity exchanges, fining them a total of almost $2.7 million. Click HERE to read the full story via InvestmentNews.
Originally Posted at InvestmentNews on July 25, 2018 by InvestmentNews.
Categories: Industry Articles
