SEC advice rule faces arduous journey

April 30, 2018 by Blaine F. Aikin

On April 18, the Securities and Exchange Commission released its much-anticipated “fiduciary” rule proposal, “designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of relationships and investment products.”

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Originally Posted at InvestmentNews on April 30, 2018 by Blaine F. Aikin.