Finra cracks down on faulty variable annuity exchanges
October 12, 2017 by Greg Iacurci
Finra is continuing its crackdown on variable annuity misconduct this year, following a blistering year of fines related to VA sales in 2016.
Two recent enforcement actions from the Financial Industry Regulatory Authority Inc. demonstrate the watchdog’s attention on variable annuities, especially faulty annuity exchanges.
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Originally Posted at InvestmentNews on October 10, 2017 by Greg Iacurci.
Categories: Industry Articles