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    • Clayton says SEC can’t simply take over DOL fiduciary rule

    October 24, 2017 by Mark Schoeff Jr.

    Industry opponents of the Labor Department’s fiduciary rule want the Securities and Exchange Commission to swoop in and take over rulemaking on investment advice standards, but the agency can’t simply stop the DOL regulation, SEC Chairman Jay Clayton said Tuesday.

    Click HERE to read the full story via InvestmentNews; registration required.

    Originally Posted at InvestmentNews on October 24, 2017 by Mark Schoeff Jr..

    Categories: Industry Articles
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