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    • Former MetLife rep fined $15,000 for borrowing from clients

    September 5, 2017 by Investment News

    The Financial Industry Regulatory Authority has imposed a fine of $15,000 on a former MetLife broker. A rep with 25 years of experience, William Roy Kimberlin was also suspended for 18 months in connection with allegations that he borrowed $30,000 from customers.

    Accepting or giving loans to clients is forbidden under Finra regulations, the regulator said in a letter of acceptance, waiver and consent.

    Click HERE to read the full story via InvestmentNews; registration required.

    Originally Posted at InvestmentNews on September 1, 2017 by Investment News.

    Categories: Industry Articles
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