Finra CEO Robert Cook keeps low profile — for now

June 13, 2017 by Mark Schoeff Jr.

From the day he was named president and CEO of Finra, Robert W. Cook has spent most of his time under the radar.

Now, some 10 months later, the Financial Industry Regulatory Authority Inc.’s 3,800 member firms and 633,800 registered reps are waiting patiently for Mr. Cook to reveal exactly how he intends to make his mark at the broker-dealer self-regulator and, more importantly, on the industry it oversees.

Click HERE to view the full story via InvestmentNews; registration required.

Originally Posted at InvestmentNews on June 10, 2017 by Mark Schoeff Jr..