Finra launches ‘360’ initiative to review operations, ‘look at ourselves from all perspectives,’ says CEO Robert Cook

March 23, 2017 by Mark Schoeff Jr.

Finra is evaluating itself from “top to bottom” to seek ways to improve its interactions with brokerage firms and financial advisers it regulates, president and chief executive Robert Cook said on Wednesday.

Click HERE to view the full story via InvestmentNews; registration required

Originally Posted at InvestmentNews on March 22, 2017 by Mark Schoeff Jr..