A DOL fiduciary rule compliance checklist

August 30, 2016 by John Blood

Another day, another lawsuit — or that’s how it seems since the Department of Labor adopted its new fiduciary requirements for retirement plan advisors and providers.

Let’s see. In the financial sector alone, we’ve seen suits against Fidelity, American Century, Franklin Templeton, Allianz, New York Life, Cetera and others, in their role as plan sponsors or, in some cases, plan advisors. It’s a great time to be a class-action attorney. 

How are you going to stay ahead of emerging legal requirements?

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Originally Posted at LifeHealthPro on August 30, 2016 by John Blood.