5 critical compliance issues for 2014

July 10, 2014 by Daniel Williams

According to John P. Huggard, CFP, CLU, too often, advisors take their eye off the ball in regards to compliance issues.

Not that they’re necessarily doing the wrong thing with malicious intent, but that they don’t know all of the available compliance issues.

As Huggard sees it, advisors do a a good job of building their business and increasing their income.  Click here to read…

Originally Posted at LifeHealthPro on July 10, 2014 by Daniel Williams.