New must-know SEC rules

April 23, 2014 by Kristen Luke

Last week, the SEC published new testimonial and social-media guidelines which clear the way for advisors to use social-media review sites such as Yelp and Angie’s List. While the new guidance may seem like a big leap forward for financial advisors who use social media, there are still many restrictions. It’s essential that you understand what you can and cannot do.

While I’m not a compliance expert, here is my understanding of the document. Click here to read…

Originally Posted at LifeHealthPro on April 23, 2014 by Kristen Luke.